Ms Sienne Lam

Sienne Lam

Updates

Derivatives

Sound practices: final guideline released for federally regulated financial institutions
Canada | 25 March 2015

The Office of the Superintendent of Financial Institutions recently published the final version of Guideline B-7 – Derivatives Sound Practices. The guideline actually became effective before it was published in final form in order to coincide with the timing of the provincial derivatives data reporting requirements coming into effect.

Draft derivatives sound practices guideline for federally regulated financial institutions
Canada | 22 October 2014

The Office of the Superintendent of Financial Institutions has released draft Guideline B-7 Derivatives Sound Practices, which applies to federally regulated financial institutions. The latest updates to the draft guideline are intended to enforce reforms for the over-the-counter derivatives market introduced by G20 leaders.